Regulatory Manager – Financial Services Consultancy

Our client is a highly regarded London Based Regulatory Consultancy

They are seeking a Regulatory Consultant to join the Risk and Advisory Practice

You will be expected to support senior management in the delivery of a number of client projects

Typical engagements involve:

  • Section 166 skilled person reviews, focusing on governance arrangements, and risk management arrangements including credit and operational risk management;
  • Corporate governance and board effectiveness reviews; Conduct risk and regulatory compliance reviews; Supporting firm with the validation and/or implementation of SMCR;
  • Operational resilience reviews;
  • Supporting our internal audit team with the delivery of governance, conduct and risk management related internal audit reviews.

Other duties will include;

  • Assists in the planning, execution and finalisation of all areas of the advisory assignment for manager or partner review, seeking input for areas of concern and judgement.
  • Build and maintain good working relationships with all clients and colleagues.
  • Support the project manager with the delivery of governance and risk management related reviews
  • Assessing the design and effectiveness of controls
  • Assist with engagement administration including preparation of engagement letters and client take on.

Candidate Profile

The successful candidate will have the following:

  • Be well educated with a degree and preferably other industry qualifications
  • Have worked at a Regulator or Financial Services Regulatory Consultancy
  • Be familiar with the UK regulatory landscape
  • Good reporting writing and presentation skills of current economic and market trends.
  • Demonstrable experience in delivery of reviews focusing on risk management and governance
  • Functional knowledge of the UK Financial Services regulatory environment (FCA and PRA)
  • Strong analytical and problem solving skills, with the ability to present information in a clear and concise manner.

If you feel you are a suitable candidate for this position please contact Jonathan Banjo

©2022 AJB Executive Search. All rights reserved

Website by Intertec