COMPLIANCE CONSULTANT – FINANCIAL SERVICES ADVISORY- London

Our client is a London based Regulatory consultancy providing Risk, Regulatory and Consultancy advice to a variety of different financial services clients. They are seeking to employ a number of Compliance Consultants to join the Financial Services Practice

Duties will include;

Responsibility for leading and delivering governance and risk management related assignments of high complexity and variety on behalf of a number of clients that will be allocated to you. Senior Management will offer guidance and assistance when and where necessary.

Build excellent client relationships and drive marketing and business development projects.

Support junior members of staff with training and guidance

Candidate Profile

The successful candidate will have the following:

You will be expected to have the following attributes and capabilities;

Strong academic background, ideally to degree level or equivalent.

Minimum of 3 to 5 years of relevant financial services or consulting experience

Good knowledge of the UK Financial Services regulatory environment, Asset Management, MiFID, AIFMD, Brokerage, Insurance, Fintech and Banking (FCA and PRA)

Strong Regulatory Monitoring experience. Section.166 would also be of interest.

Strong reporting, writing and presentation skills of current economic and market trends.

Strong analytical and problem-solving skills, with the ability to present information in a clear and concise manner.

Solid Team Management and interpersonal skills

Excellent Business development Skills, being able to pitch for and secure new business, when the opportunity arises.  

If you feel you are a suitable candidate for this position please contact Jonathan Banjo

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